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November 6, 2019 7:50am – 7:30pm

Location: 35 East 21st Street, New York, NY 10010, US

Wifi Access “The Space at Flatiron” with no password.  

If you need CE credits, please check-in with the registration desk to confirm session attendance and your CFP information

AICA is hosting a timely event focused on four fund groups with favorable tax considerations for investors that prioritize after-tax income. The event will feature a variety of high-quality speakers across two days of presentations.The panels will discuss a variety of highly-relevant topics for investors given current uncertainty regarding changes in taxation, the interest rate environment, credit quality, and the general macro situation. The concept of return of capital (RoC) will be explored in-depth, including how it can potentially benefit income investors, particularly in relation to covered call and energy funds. There will also be an introductory presentation by John Cole Scott, CIO of Closed-End Fund Advisors and the founder of AICA, that will outline his approach to building high after-tax income portfolios for investors and advisors.

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Time
7:50 AM to 8:15 AM Registration & Breakfast
8:15 AM to 8:25 AM Welcome Remarks AICA Launch II

State of the CEF/BDC Universe

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John Cole Scott, CIO at CEF Advisors, Founder of CEFData.com & Executive Chairman @ AICA

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8:25 AM to 9:15 AM Panel #1:Recent Trends & Future of CEF/BDC IPOs & Non-listed Funds Launch

CFP CE Credit

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Moderator:

Amy Charles, Managing Director CEF & ETF Research, Raymond James

Presenters:

Jamie Patturelli , The NYSE

Andy Hall , Managing Director New Listing @ NASDAQ

Jerry Raio , Arbor Lane Advisors, Inc.
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9:15 AM to 9:50 AM Presentation #1:The ABC’s of BDCs & Closed-End Funds

CFP CE Credit

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Presenters:

John Cole Scott, CIO at CEF Advisors, Founder of CEFData.com & Executive Chairman @ AICA
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Dan Silver , CEF/BDC Analyst @ AICA, PM @ Zoso Capital
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9:50 AM to 10:40 AM Panel #2:

Diversified Retirement Income Solutions: Balancing Economic Risk, Taxes & Interest Rates

CFP CE Credit

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Moderator:

John Duggan, Vice President CEF & ETF Research @ Morgan Stanley

Presenters:

Bill Meyers Sr. Managing Director @ Nuveen

Patrick Shaddow Director Index Operations @ S-Network

Chuck Jaffe Host @ Moneylife
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10:40 AM to 10:55 AM Networking Break
10:55 AM to 11:45 AM Panel #3:

Interval Closed-End Fund Bootcamp: Learn About the Tremendous Growth in the use of These Funds for Illiquid Equity & Credit Investing

CFP CE Credit

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Moderator:

John Cole Scott, CIO at CEF Advisors, Founder of CEFData.com & Executive Chairman @ AICA
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Presenters:

Greg Drose Executive Director of Business Development at UMB Fund Services
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James Curry AVP, Sr. Key Account Consultant, SS&C ALPS
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Vadim Avdeychik Counsel @ Paul Hastings

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11:45 AM to 12:35 PM Panel #4:

Access to Illiquid Investments & Managing an Interval or Tender Offer Fund StructureCFP CE Credit

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Moderator:

Vadim Avdeychik, Counsel @ Paul Hastings

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Presenters:

Ryan Cummins Wildermuth Wealth

Zach Forman SVP, Head of Investor Relations @ Griffin Capital

Christian Munafo CIO@ SharesPost 100 Fund

12:35 PM to 1:25 PM Networking Lunch
1:25 PM to 2:00 PM Presentation #2:

Energy Investing in 2020 and Beyond

CFP CE Credit

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Presenters:

Rob Chisholm Managing Director & Portoflio Manager at Brookfield

2:00 PM to 2:50 PM Panel #5:

How to Analyze & Trade CEFs: An Institutional Perspective

CFP CE Credit

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Moderator:

Chuck Jaffe, Host @ Moneylife

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Presenters:

Marc Loughlin Director CEF & ETF Trading Solutions @ WallachBeth

Eric Boughton Portfolio Manager, Chief Analyst at Matisse Capital

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Rob Shaker Portfolio Manager @ Shaker Financial

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Philip GoldStein Bull Dog Investors

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2:50 PM to 3:20 PM Presentation #3:

Deep Analysis of The 70+ Active UITs Focused on CEF’s/BDCs. Which Sponsors Have More Success for Various Investment Goals?

CFP CE Credit

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Presenters:

Randy Watts UIT Investing, a NASDAQ Company

3:20 PM to 3:40 PM Networking Break
3:40 PM to 4:30 PM Panel #6:

Alternative Income vs Traditional Fixed Income Solutions

CFP CE Credit

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Moderator:

Dan Silver, CEF/BDC Analyst @ AICA, PM @ Zoso Capital

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Presenters:

Barry Sloane President, CEO & Founder Newtek Business Services

Tony Huang Assistant Portfolio Manager @ Advent Capital

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Kim Flynn Managing Director of Alternative Investments @ XA Investments

David Sachs Partner / Co-founder @ Ares

4:30 PM to 5:20 PM Panel #7:

Keys to Analyzing the Risk & Opportunties in BDCs

CFP CE Credit

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Moderator:

Harry Pangas, Partner Dechert LLP

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Presenters:

Nick Marshi The BDC Reporter

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Bryce Rowe Managing Director BDC Research @ National Securities

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John Cole Scott CIO at CEF Advisors, Founder of CEFData.com & Executive Chairman @ AICA

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Kelly Thompson Founder & Editor @ Direct Lending Deals

5:20 PM to 5:30 PM Closing Remarks, Thank You’s & Founding AICA Member Recognition

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Presenters:
John Cole Scott CIO at CEF Advisors, Founder of CEFData.com & Executive Chairman @ AICA

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5:30 PM to 7:30 PM Networking Cocktail Reception

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Details

Date:
6th November 2019
Time:
7:30 am - 7:30 pm
Event Category:

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