XA Investments: US RIA Toolkit 2026 Article by Kimberly Flynn (PDF)
XA Investments: US RIA Toolkit 2026 Article by Kimberly Flynn (PDF) January 12th, 2026
Ep. 69— RiverNorth’s Kerai: Yield-hungry investors should look to private capital market
Andrew Kerai, senior credit strategist and portfolio manager at RiverNorth Capital Management, says that investors looking to improve fixed income returns should consider middle-market corporate credits and other issues in the private credit market...
Litigation Expected as SEC’s Ruling on Boulder No-Action Letter Limits Activism
The SEC’s decision in May to rescind the Boulder No-Action letter, allowing a closed-end fund to opt into a state control share statute without risking an enforcement action, could have a chilling effect on activism, and could face litigation for violating the Investment Company Act.

