1/14
RIAWirehouseIndependent Broker DealerFamily OfficeInstitutional Investor (13 Filer)Other: Explain in Box
(required)
[cf7mls_step cf7mls_step-1 "Next" ""]
2/14
CAIACIMACFACFPCFSCPANoneOther: Explain in Box
[cf7mls_step cf7mls_step-2 "Back" "Next" "Step 2"]
3/14
Individual Stocks
Please choose an allocation range required —Please choose an option—None 0%Less than 5%5%-20%20-33%33%-50%50-66%66%-75%75-90%90%+
Individual Bonds
Please choose an allocation range —Please choose an option—None 0%Less than 5%5%-20%20-33%33%-50%50-66%66%-75%75-90%90%+
OEFs
ETFs
CEFs
Listed BDCs
NonListed BDCs
Interval Funds
Tender Offer Funds
[cf7mls_step cf7mls_step-3 "Back" "Next" "Step 3"]
4/14
(required between 1958-2023)
[cf7mls_step cf7mls_step-4 "Back" "Next" "Step 4"]
5/14
(required) —Please choose an option—1-5051-100101-150151-200201-250251-350351+
[cf7mls_step cf7mls_step-5 "Back" "Next" "Step 5"]
6/14
(required) —Please choose an option—Under $50MM$50MM to $100MM$100MM to $200MM$200MM to $350MM$350MM to $500MM$500MM to $1B$1B to $2.5B$2.5B to $5B$5B+
[cf7mls_step cf7mls_step-6 "Back" "Next" "Step 6"]
7/14
Check all that apply
(required) DiscountsLiquidityIncomeDiversificationStable Asset BaseActive ManagementInvestment Products or Access not Available in ETFs or OEFsIlliquid, Private or Level 3 Assets
[cf7mls_step cf7mls_step-7 "Back" "Next" "Step 7"]
8/14
YesNoNot sure
[cf7mls_step cf7mls_step-8 "Back" "Next" "Step 8"]
9/14
[cf7mls_step cf7mls_step-9 "Back" "Next" "Step 9"]
10/14
(required) —Please choose an option—0%-10%10%-25%25-50%50%-75%75-90%100%
[cf7mls_step cf7mls_step-10 "Back" "Next" "Step 10"]
11/14
[cf7mls_step cf7mls_step-11 "Back" "Next" "Step 11"]
12/14
[cf7mls_step cf7mls_step-12 "Back" "Next" "Step 12"]
13/14
[cf7mls_step cf7mls_step-13 "Back" "Next" "Step 13"]
14/14
1. A Summary of the Completed Survey
2. Raffle to Win $100 Amazon Gift Card from Completed Surveys
First Name
Last Name
Firm Name
Custodian
US Zip Code or Location outside the US
Email
Please add me to the AICA weekly email, invitations to attend future virtual or in-person events and other timely notices. You can unsubscribe at any time from any email received.
[cf7mls_step cf7mls_step-14 "Back" "Step 14"]